Investor Relation

S.No
Title
Date
Download
1
Investor Grievance Redressal Mechanism
24-Aug-2023
2
Risk disclosure with respect to trading by individual traders in Equity Future & Option Segment
19-May-2023
3
INVESTOR_CHARTER_DP
15-Sep-2022
4
Investor Charter
13-May-2022
5
Investor Charter -Data for every month ending
13-May-2022
6
FINANCIAL RESULTS FOR YEAR ENDED 31032021 (AUDITED)
01-Jul-2021
7
Policy for AML
28-Feb-2021
8
List of Approved Securities and Approved Banks
31-Aug-2020
9
Equity Cash Margin Reporting & Margin Pledge-Regulatory Changes
30-Aug-2020
10
GUIDELINES/CLARIFICATION ON MARGIN COLLECTION AND REPORTING
07-Feb-2020
11
RISK MANAGEMENT SYSTEM POLICY
07-Dec-2019
12
UN AUDITED FINANCIAL RESULTS FOR QTR ENDED 31-12-2017
19-Feb-2018
13
POLICY ON SQUARING OFF CLIENT POSITIONS
09-Jan-2018
14
POLICY ON GRANTING OF EXPOSURES TO CLIENTS
09-Jan-2018
15
NISM Policy
09-Jan-2018
16
CLIENT CODE MODIFICATION POLICY
09-Jan-2018
17
Policy On Internal Shortages
09-Jan-2018
18
Pre-Funded Instrument Policy
09-Jan-2018
19
RMS Policy
20
Policy for Client Code Modification
21
ISL PMLA policy revised
22
INSPECTION - INTERNAL CONTROL
23
SEBI SINGAL REGISTRATION CERTIFICATE FOR ALL SEGMENTS.
1. Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 01, 2020.2. Update your email id and mobile number with your stock broker / depository participant and receive OTP directly from depository on your email id and/or mobile number to create pledge.3. Check your securities / MF / bonds in the consolidated account statement issued by NSDL/CDSL every month........... Issued in the interest of Investors. Prevent Unauthorised transactions in your account. Update your mobile numbers/email IDs with your stock brokers. Receive information of your transactions directly from Exchange on your mobile/email at the end of the day .......... Issued in the interest of investors
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Prevent Unauthorised transactions in your TRADING/DEMAT account. Update your mobile numbers/email IDs with us AS A STOCK BROKER/DEPOSITORY PARTICIPANTS. Receive information of your transactions directly from Exchange on your mobile/email at the end of the day ..... “KYC IS ONE TIME EXERCISE WHILE DEALING IN SECURITITS MARKETS-ONCE KYC IS DONE THROUGH A SEBI REGISTERED INTERMEDIARY (BROKER,DP,MUTUAL FUND ETC.), YOU NEED NOT UNDERGO THE SAME PROCESS AGAIN WHEN YOU APPROACH ANOTHER INTERMEDIARY” “No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorize your bank to make payment in case of allotment. No worries for refund as the money remains in investor’s account.”

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